Institution record
Pivot capital
- Source score
- 2.0
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (decentralised trading protocols, nft marketplaces and web3 execution venues) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage U.S. Securities and Exchange Commission (SEC) | Not supplied | Regulated | Pivot capital | — |
Peer source record comparison
Compare imported fields for Pivot capital and other records in our decentralised trading protocols, nft marketplaces and web3 execution venues dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Pivot capital (this record) | U.S. Securities and Exchange Commission (SEC) | 1 / 1 | Risk level not supplied | 2.0 | 0 |
SECSecurities Investor Protection Corporation (U.S. SIPC)+6 | 9 / 9 | Risk level not supplied | 7.3 | 0 | |
FINRAGFSCFinancial Services Regulatory Authority, Abu Dhabi Global Market (ADGM FSRA)+5 | 6 / 8 | Risk level not supplied | 7.5 | 0 | |
KASFSCACNV+12 | 15 / 15 | Risk level not supplied | — | 0 | |
Central Bank of the UAEFMAFinancial Conduct Authority+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 | |
MISASVG FSAVFSC+2 | 4 / 5 | Risk level not supplied | 5.0 | 0 |
Pivot capital: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Pivot capital's regulatory licence status and supervisory authorisation?
The imported dataset contains 1 licence entry associated with Pivot capital (legal entity reference: Pivot capital); 1 are labelled "regulated" and 1 are labelled regulated or registered: U.S. Securities and Exchange Commission (SEC) — licence Not supplied, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official U.S. Securities and Exchange Commission (SEC) public register.
Which of Pivot capital's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on decentralised trading protocols, nft marketplaces and web3 execution venues. 1 of Pivot capital's 1 licence records fall directly within this jurisdictional mandate: U.S. Securities and Exchange Commission (SEC) (licence Not supplied, regulated, entity: Pivot capital). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Pivot capital's institutional risk classification, enforcement exposure, and score profile?
Pivot capital carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Pivot capital's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Pivot capital, institutional and retail allocators should: (1) confirm the domain (pivot-capital.ltd) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to U.S. Securities and Exchange Commission (SEC).