Institution record
Robinhood
Robinhood Markets, Inc.
- Source score
- 7.3
- Source exposures
- 0
- Comments
- 0
Licence records
Licences within our coverage (decentralised trading protocols, nft marketplaces and web3 execution venues) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
In our coverage U.S. Securities and Exchange Commission | 1702840 | Regulated | Robinhood Crypto, LLC | — | |
In our coverage | PSV153 | Regulated | ROBINHOOD EUROPE, UAB | 11/03/2024 | |
In our coverage Securities Investor Protection Corporation (U.S. SIPC) | Not supplied | Regulated | Robinhood | — | |
In our coverage Financial Industry Regulatory Authority | 165998 | Regulated | ROBINHOOD MARKETS, INC | 2012-8-24 | |
In our coverage Tax Administration Chamber in Katowice (Poland VASP Register) | RDWW-1076 | Regulated | ROBINHOOD EUROPE, UAB | 18.12.2023 | |
In our coverage National Futures Association | 0424278 | Regulated | ROBINHOOD DERIVATIVES LLC | — | |
In our coverage U.S. Securities and Exchange Commission (SEC) | 0001561014 | Regulated | Robinhood | — | |
In our coverage New York State Department of Financial Services | Not supplied | Regulated | Robinhood | 2020-10 | |
In our coverage U.S. Securities and Exchange Commission | 1990968 | Regulated | Robinhood Money, LLC | — |
Peer source record comparison
Compare imported fields for Robinhood and other records in our decentralised trading protocols, nft marketplaces and web3 execution venues dataset. These are not independent audit findings.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Source exposures |
|---|---|---|---|---|---|
| Robinhood (this record) | SECSecurities Investor Protection Corporation (U.S. SIPC)+6 | 9 / 9 | Risk level not supplied | 7.3 | 0 |
KASFSCACNV+12 | 15 / 15 | Risk level not supplied | — | 0 | |
Central Bank of the UAEFMAFinancial Conduct Authority+3 | 6 / 6 | Risk level not supplied | 5.0 | 0 | |
BMAFinancial Crimes Enforcement Network (FinCEN)SEC+1 | 2 / 4 | Risk level not supplied | 5.0 | 0 | |
SECFinancial Crimes Enforcement Network (FinCEN) | 2 / 2 | Risk level not supplied | 6.6 | 0 | |
SECDFI | 2 / 2 | Risk level not supplied | 5.0 | 0 |
Robinhood: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Robinhood's regulatory licence status and supervisory authorisation?
The imported dataset contains 9 licence entries associated with Robinhood (legal entity reference: Robinhood Markets, Inc.); 9 are labelled "regulated" and 9 are labelled regulated or registered: SEC (U.S. Securities and Exchange Commission) — licence 1702840, status: regulated; — licence PSV153, status: regulated; Securities Investor Protection Corporation (U.S. SIPC) — licence Not supplied, status: regulated; FINRA (Financial Industry Regulatory Authority) — licence 165998, status: regulated; IAS-KTW (Tax Administration Chamber in Katowice (Poland VASP Register)) — licence RDWW-1076, status: regulated; NFA (National Futures Association) — licence 0424278, status: regulated; U.S. Securities and Exchange Commission (SEC) — licence 0001561014, status: regulated; NYSDFS (New York State Department of Financial Services) — licence Not supplied, status: regulated; SEC (U.S. Securities and Exchange Commission) — licence 1990968, status: regulated. These fields are not independent confirmation of current authorisation. Check the exact contracting entity and registration number on the official SEC, , Securities Investor Protection Corporation (U.S. SIPC) public register.
Which of Robinhood's jurisdictions and licences fall within this site's regulatory coverage?
This directory focuses on decentralised trading protocols, nft marketplaces and web3 execution venues. 9 of Robinhood's 9 licence records fall directly within this jurisdictional mandate: SEC (licence 1702840, regulated, entity: Robinhood Crypto, LLC); (licence PSV153, regulated, entity: ROBINHOOD EUROPE, UAB); Securities Investor Protection Corporation (U.S. SIPC) (licence Not supplied, regulated, entity: Robinhood); FINRA (licence 165998, regulated, entity: ROBINHOOD MARKETS, INC); IAS-KTW (licence RDWW-1076, regulated, entity: ROBINHOOD EUROPE, UAB); NFA (licence 0424278, regulated, entity: ROBINHOOD DERIVATIVES LLC); U.S. Securities and Exchange Commission (SEC) (licence 0001561014, regulated, entity: Robinhood); NYSDFS (licence Not supplied, regulated, entity: Robinhood); SEC (licence 1990968, regulated, entity: Robinhood Money, LLC). Always confirm whether client money segregation and statutory investor compensation schemes apply to the specific subsidiary onboarding your account.
What is Robinhood's institutional risk classification, enforcement exposure, and score profile?
Robinhood carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 7.3, risk & licensing: 7.1, brand: 8.5, market influence: 6.8, user reputation: 0.0). The imported source lists 0 exposure entries. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Robinhood's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Robinhood, institutional and retail allocators should: (1) confirm the domain (robinhood.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 source exposure entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to SEC.