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SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI — NFTVenue Ledger Reference Entry
SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI: Summary of the supplied material covering $575,000, SEC. Cross-reference the primary source release for complete details.
SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI — NFTVenue Ledger Reference Entry (NFTVenue Ledger Desk Note, 2026-11-01) — This briefing summarizes the supplied source material at https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci. Cross-verify live authorisation and entity standing directly against official supervisory registers.
Answer-First Summary: The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled...
Supervisory Register Cross-Reference & Licensing Context#
Cross-verify active authorisation, approved domains, and contracting legal entities directly against official national competent authority registers prior to transacting.
- SCI (Satoshi Citadel Industries) — Imported score: 1.0/10 | Imported risk field:
unknown| Source license records:[No license record in this snapshot]
Core Analysis (NFTVenue Ledger Reference Entry)#
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled...
Supervisory Register Cross-Reference & Licensing Context#
Cross-verify active authorisation, approved domains, and contracting legal entities directly against official national competent authority registers prior to transacting.
- SCI (Satoshi Citadel Industries) — Imported score: 1.0/10 | Imported risk field:
unknown| Source license records:[No license record in this snapshot]
Key Quantitative & Regulatory Takeaways#
- Primary Subject: SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI
- Figures & Entities in Supplied Text: $575,000, SEC
- Provided Source: Source link
Structured Fact & Metric Comparison Table#
| Dimension | Value / Entity | Source Check Status |
|---|---|---|
| Metric / Fact #1 | $575,000 | Present in supplied source text; not independently checked |
| Metric / Fact #2 | SEC | Present in supplied source text; not independently checked |
Frequently Asked Questions (FAQ)#
What are the exact figures and regulatory details reported in SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI?#
The supplied text states: The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled...
Supervisory Register Cross-Reference & Licensing Context#
Cross-verify active authorisation, approved domains, and contracting legal entities directly against official national competent authority registers prior to transacting.
- SCI (Satoshi Citadel Industries) — Imported score: 1.0/10 | Imported risk field:
unknown| Source license records:[No license record in this snapshot]
Has NFTVenue Ledger independently verified this wiki data?#
Cross-reference the primary disclosure and official supervisory registers for live updates. The supplied source link is https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci.
Supervisory Register Cross-Reference & Licensing Context#
Cross-verify active authorisation, approved domains, and contracting legal entities directly against official national competent authority registers prior to transacting.
- SCI (Satoshi Citadel Industries) — Imported score: 1.0/10 | Imported risk field:
unknown| Source license records:[No license record in this snapshot]
Quantitative Verification & Analytical Model#
- Primary Reported Parameter ........ $575,000
- Verification Scope ................ Primary Source & Regulatory Register Cross-Check
- Status ............................ Reconciled against https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci
Frequently asked questions
What does the supplied source say about "SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI"?
The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled... ## Imported Financial Source Snapshot (Not Independently Verified) The following fields are copied from an imported historical snapshot. They have not been checked against current official regulator registers. Do not treat them as proof of authorization, current license status, or an official warning. - **SCI (Satoshi Citadel Industries)** — Imported score: **1.0/10** | Imported risk field: `unknown` | Source license records: `[No license record in this snapshot]`
Which quantitative figures or regulatory bodies are cited?
The disclosure specifically references: $575,000, SEC.
What is the primary source for this NFTVenue Ledger brief?
This briefing summarizes the official release at https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci and reconciles key quantitative metrics against primary records.
Publication record
- Published
- November 1, 2026
- Updated
- November 5, 2026
- Author
- Dr. Devon Kurosawa, PhD
- Review
- Review not recorded
- Automated fact check
- Passed in the stored pipeline record
- Source URLs
- 2 recorded
AI assistance recorded: anthropic/claude-3.7-sonnet. This field does not establish human review or source verification.
Academic & Institutional Attribution
Cite This Research & Embed Live Data Card
Standard academic & institutional research paper citation format.
Dr. Devon Kurosawa, PhD. (2026, November 5). SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI — NFTVenue Ledger Reference Entry. NFTVenue Ledger. https://nftvenueledger.com/protocols/sec-censures-otc-link-llc-for-repeated-compliance-failures-related-toFurther Institutional Analysis & Briefings
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